What does the latest Sebi’s master circular say about investors’ grievance against stock brokers? | Mint

What does the latest Sebi’s master circular say about investors’ grievance against stock brokers? | Mint

Source: Live Mint Capital markets regulator Securities Exchange Board of India (Sebi) has released a master circular dated June 17 for stockbrokers. This is the first such circular after the last one on August 9, 2024. This circular deals with an array of concerns relating to stockbrokers including their registration, supervision, investor grievance, tax compliance,…

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Sebi proposes online monitoring framework for stockbroker audits | Stock Market News

Sebi proposes online monitoring framework for stockbroker audits | Stock Market News

Source: Live Mint The Securities and Exchange Board of India (Sebi) has proposed a new online system to improve the monitoring and supervision of stockbrokers’ system audits. This proposal, aimed at enhancing audit quality and accountability, will create a web-based platform for stock exchanges to oversee the system audit process for brokers in real-time. It…

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